BSEC cautions three stock brokers | The Daily Star
12:00 AM, October 11, 2019 / LAST MODIFIED: 12:00 AM, October 11, 2019

BSEC cautions three stock brokers

The stock market regulator has cautioned three stock brokers over breach of securities law.

Md Fakhrul Islam Securities Ltd failed to deposit an investor’s money into his account while United Enterprises and Company delayed submitting its yearly financial audit report of 2017 to the regulator.

The third, EC Securities Limited, reappointed its managing director without taking the BSEC’s approval.

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